Founded in 1978, John G. Ullman & Associates operates in New York and North Carolina. As a Registered Investment Advisor (RIA), we offer comprehensive financial planning and investment management services. Our in-house model provides clients direct access to a diverse team of financial planners, tax professionals, investment researchers, and legal professionals.

JGUA prioritizes building personal relationships with clients to understand their unique financial goals. Our advisors act as a confidential, single point of contact, conducting thorough discussions to tailor a custom strategy that fosters partnerships spanning generations.

Services offered encompass financial planning, investment management, tax planning and preparation, as well as coordination with accountants, attorneys, and insurance agents. The firm emphasizes preparedness for unexpected life events, offering support and insight to ensure clients and their families are ready for both short-term and long-term success.