23:46
Unlocking Transparency: Navigating FINRA’s Market Data Offerings
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Encore | An Introduction to FINRA’s Crypto Asset Work and the Crypto Hub
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Special Investigations Unit: Combating Money Laundering and Fraud in the Securities Industry
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The Forgotten Generation: Shining a Spotlight on Gen X’s Financial Health
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The Latest Research: Why Do Targets Engage with Scams?
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The Victim Experience: When Romance Leads to a Crypto Scam
19:32
Disrupting the Cycle of Financial Fraud Through Collaboration and Innovation
35:32
FINRA’s Examination Program: Optimizing for the Future
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Meghan Gets a Stock Alert
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Meghan Checks an AI Stock Pick
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FINRA’s Membership Application Program: Safeguarding the Integrity of the Markets
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An Update on FINRA’s Crypto Asset Work and the Crypto Hub
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Financial Intelligence Unit: Connecting the Industry with Actionable Information
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Finfluencers: New Marketing Strategies Meet Existing Compliance Obligations
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Amendments to FINRA Rule 4210: Covered Agency Transactions
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FINRA’s High-Risk Representative Program: Keeping an Eye on Individuals Posing a Heightened Risk ...
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Insider Trading Detection: FINRA’s Vital Role in Ensuring Market Integrity
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Fighting Financial Exploitation: FINRA’s Vulnerable Adults and Seniors Team
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FINRA's Dispute Resolution Services (DRS) Team
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Preparing for Change: What to Know About the Shift to T+1
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A Cybersecurity Update with FINRA's Complex Investigations and Intelligence Team
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MRTS 2.0: A Redesign for a Rapidly Evolving Market
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An Evolving Landscape: Generative AI and Large Language Models in the Financial Industry
28:15
Investors of Color: New Insights from FINRA’s Investor Education Foundation
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From NCFC to Enforcement Head: Reintroducing Bill St. Louis
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Compliance and Communication: An Update on FINRA’s Crypto Asset Targeted Exam
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2024’s Must-Read | FINRA’s Annual Regulatory Oversight Report
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FINRA Internships: What Do You Love About Working at FINRA?
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FINRA Internships: What Have You Learned That You Didn't Know Before?
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FINRA Internships: How Has Your Internship Prepared You for Your Career?
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FINRA Internships: What is Your Typical Day Like?
04:04
College of Examinations 2023: FINRA's Elite Summer Training Program for Recent Graduates
03:18
FINRA Foundation Awards 2023 Ketchum Prize to Long-Time Financial Fraud Fighter Doug Shadel
28:32
FINRA’s Blockchain Lab: Regulation and Innovation For The Future
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FINRA's Technology Team
30:06
A Closer Look at Crypto: The Crucial Role of FINRA’s CAI Team
31:39
An Introduction to FINRA’s Crypto Asset Work and the Crypto Hub
04:44
College of Examinations: FINRA's Elite Summer Training Program for Recent Graduates
37:05
2023’s Must-Read | Report on FINRA’s Examination and Risk Monitoring Program
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2022 FINRA Foundation Ketchum Prize Recipient: Dr. Cesar Escalante
26:56
Introducing FINRA's Complex Investigations and Intelligence team and Cyber and Analytics Unit
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Americans Share Their Experiences with Money
24:14
The Essential Senior Investor Protection Tools: FINRA Rules 2165 and 4512
00:54
Get Started in the Financial Services Industry by Taking the SIE
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FINRA Investor Education Foundation - 2021 Ketchum Prize Recipient: Shawn Spruce
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What is a trusted contact?
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CRCP Meet the Professors: John Jacobs
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CRCP Meet the Professors: Urska Velikonja
01:31
CRCP Meet the Professors: Gilles Hilary
01:44
CRCP Meet the Professors: Jeanine Turner
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CRCP Meet the Professors: Don Langevoort
01:17
CRCP Meet the Professors: Hillary Sale
01:25
CRCP Meet the Professors: James Angel
29:15
Overlapping Risks, Part 2: Anti-Money Laundering and Elder Exploitation
29:06
Overlapping Risks, Part I: Anti-Money Laundering and Cybersecurity
31:56
Regulation Best Interest: Implementing a New Standard of Conduct
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FINRA Securities Helpline for Seniors - How It Helps Investors
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FINRA Securities Helpline for Seniors Marks 5-Year Anniversary
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Why FINRA? Tenisha
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Why FINRA? Kayte
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About
FINRA is the Financial Industry Regulatory Authority. We're an independent regulatory organization empowered by the federal government to ensure that America's 90 million investors are protected.
It's our job to ensure that brokers and securities firms play by the rules. We do this by conducting routine examinations of registered brokers and securities firms—and investigating brokers and securities firms against whom complaints have been made. If we find that brokers have violated the rules, we can fine, suspend or even bar them from the industry. Last year, we returned more than $1 billion to harmed investors.
Another key part of our mission is to educate investors. An informed investor is a safer and more confident investor—and we're committed to keeping investors up to date on potential investment scams and actions taken against dishonest brokers. Our Web site offers unbiased educational resources and tools to help investors evaluate investment products and professionals.
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